Compliance Audit I - Lending Regulations VIEW SAMPLE PACKAGE

SCHEDULE
Although this review may be conducted at any point during the year, it is frequently conducted during the first quarter in connection with an institution’s preparation of the HMDA submission.

Compliance Audit II - Bank Secrecy ActVIEW SAMPLE PACKAGE

SCHEDULE
Although this review may be conducted at any point during the year, we frequently conduct it during the second quarter of the year.

Compliance Audit III - GLBA/IS RegulationsVIEW SAMPLE PACKAGE

SCHEDULE
Although this review may be conducted at any point during the year, we frequently conduct it during the third quarter of the year.

Compliance Audit IV:General Operations EmphasisVIEW SAMPLE PACKAGE

SCHEDULE
Although this review may be conducted at any point during the year, we frequently conduct it during the fourth quarter of the year.

Branch Operations Compliance AuditVIEW SAMPLE PACKAGE

SCHEDULE
Compliance audits typically focus on efforts established in the main office. A branch operations compliance audit, however, gives key compliance areas the once over on a branch level. It is scheduled as needed, although many institutions like to have one conducted each year at each branch. It can typically be performed in one-half day per branch.

Compliance Package of Ongoing ServicesVIEW SAMPLE PACKAGE

SCHEDULE
The compliance package brings together Triac’s compliance services on an ongoing basis. Typically these services include:

• Quarterly compliance audits
• Quarterly training sessions
• Ongoing consultation service